-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2OYfmVF/WX2dyTMpbkDozqqJoqUV2hTvTqYQILam1u36l3kO4rL90pt58U/Xt4b +bTkRPYUwlq195LaM89w5Q== 0000909518-06-000191.txt : 20060214 0000909518-06-000191.hdr.sgml : 20060214 20060214172754 ACCESSION NUMBER: 0000909518-06-000191 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: NATIONAL BROADCASTING COMPANY HOLDING, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DTS, INC. CENTRAL INDEX KEY: 0001226308 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 770467655 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79566 FILM NUMBER: 06617566 BUSINESS ADDRESS: STREET 1: 5171 CLARETON DRIVE CITY: AGOURA HILLS STATE: CA ZIP: 91301 BUSINESS PHONE: 818 735-4287 MAIL ADDRESS: STREET 1: 5171 CLARETON DRIVE CITY: AGOURA HILLS STATE: CA ZIP: 91301 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL THEATER SYSTEMS INC DATE OF NAME CHANGE: 20030407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NBC Universal, Inc. CENTRAL INDEX KEY: 0000902739 IRS NUMBER: 141682529 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126644444 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL BROADCASTING CO INC DATE OF NAME CHANGE: 19930429 SC 13G/A 1 jd2-14_13ga1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DTS, Inc. (formerly Digital Theater Systems, Inc.) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.0001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 23335C-10-1 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Explanatory Note: The initial Schedule 13G was filed on February 13, 2004, by Universal City Studios LLLP, Vivendi Universal Entertainment LLLP, and Vivendi Universal S.A. NBC Universal, Inc. became the successor beneficial owner of the shares reported herein as a result of certain transactions with Vivendi Universal S. A. occurring in May 2004. This Amendment No. 1 is being filed by NBC Universal, Inc., National Broadcasting Company Holding, Inc., and General Electric Company.
- -------------------------------------------- ------------------------------------------ CUSIP No. 23335C-10-1 13G Page 2 - -------------------------------------------- ------------------------------------------ - -------------- --------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) NBC Universal, Inc. 14-1682529 - -------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 485,650 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 485,650 - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------- --------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 485,650 - -------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.8% - -------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - -------------- --------------------------------------------------------------------------------------------------------------------- 2 - -------------------------------------------- ------------------------------------------ CUSIP No. 23335C-10-1 13G Page 3 - -------------------------------------------- ------------------------------------------ - -------------- --------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) National Broadcasting Company Holding, Inc. 13-3448662 - -------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER Disclaimed (see 9 below) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Disclaimed (see 9 below) - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Disclaimed (see 9 below) - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Disclaimed (see 9 below) - -------------- --------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by National Broadcasting Company Holding, Inc. - -------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (see 9 above) - -------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - -------------- --------------------------------------------------------------------------------------------------------------------- 3 - -------------------------------------------- ------------------------------------------ CUSIP No. 23335C-10-1 13G Page 4 - -------------------------------------------- ------------------------------------------ - -------------- --------------------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) General Electric Company 14-0689340 - -------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER Disclaimed (see 9 below) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Disclaimed (see 9 below) - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Disclaimed (see 9 below) - ---------------------------- ----------- ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Disclaimed (see 9 below) - -------------- --------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares is disclaimed by General Electric Company. - -------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable (see 9 above) - -------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO; HC - -------------- ---------------------------------------------------------------------------------------------------------------------
4 ITEM 1(a). NAME OF ISSUER: DTS, Inc. (the "Issuer"), formerly Digital Theater Systems, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 5171 Clareton Drive, Agoura Hills, California 91301 ITEM 2(A). NAME OF PERSON FILING: This statement is being filed by each of: NBC Universal, Inc. ("NBCU") National Broadcasting Company Holding, Inc. ("NBCH") General Electric Company ("GE") NBCU is an approximately 80%-owned subsidiary of NBCH, and NBCH is a wholly-owned subsidiary of GE. NBCU, NBCH and GE are referred to herein collectively as the "Reporting Persons". An agreement among the Reporting Persons that this statement be filed on behalf of each of them is attached hereto as Exhibit 1. Following the creation of NBCU in May 2004, Vivendi Universal S.A. ceased to be a reporting person. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The principal business offices of NBCU and NBCH are located at 30 Rockefeller Plaza, New York, New York 10112. The principal business office of GE is located at 3135 Easton Turnpike, Fairfield, Connecticut 06431. ITEM 2(c). CITIZENSHIP: Each of NBCU and NBCH is a Delaware corporation. GE is a New York corporation. ITEM 2(d). TITLE AND CLASS OF SECURITIES: Common stock, $.0001 par value per share, of the Issuer (the "Common Stock") ITEM 2(E). CUSIP NUMBER: 23335C-10-1 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (d) [ ] Investment company registered under Section 8 of the Investment Company Act OF 1940 (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) 5 (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act OF 1940 (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) ITEM 4. OWNERSHIP. (a) The responses of the Reporting Persons to Row (9) of the cover pages of this statement on Schedule 13G are incorporated herein by reference. (b) The responses of the Reporting Persons to Row (11) of the cover pages of this statement on Schedule 13G are incorporated herein by reference. As of December 31, 2005, NBCU beneficially owned in the aggregate 485,650 shares of Common Stock, representing approximately 2.8% of the Common Stock (based on the number of shares outstanding as of October 31, 2005 (17,440,217 shares), as reported in the Issuer's Form 10-Q for the quarterly period ended September 30, 2005), determined in accordance with Rule 13d-3(d)(1). (c) The responses of the Reporting Persons to Rows (5) through (8) of the cover pages of this statement on Schedule 13G are incorporated herein by reference. NBCH and GE disclaim beneficial ownership of the shares of Common Stock beneficially owned by NBCU. Neither the filing of this Schedule 13G or any amendment thereto, not anything contained herein is intended as, or should be construed as, an admission that NBCH or GE is the beneficial owner of any shares of Common Stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. The information set forth in Item 2(b) and Item 4 hereof is incorporated herein by reference. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. (a) Not applicable. (b) Not applicable. 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2006 NBC UNIVERSAL, INC. By: Richard Cotton ------------------------------------------- Name: Richard Cotton Title: Executive Vice President NATIONAL BROADCASTING COMPANY HOLDING, INC. By: Elizabeth Newell ------------------------------------------- Name: Elizabeth Newell Title: Vice President GENERAL ELECTRIC COMPANY By: Richard Cotton ------------------------------------------- Name: Richard Cotton Title: Vice President 7 EXHIBIT INDEX Exhibit No. Description ----------- ----------- 1 Joint Filing Agreement, dated February 14, 2006, among NBCU, NBCH and GE 8 EX-1 2 jd2-14ex_1.txt Exhibit 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13G filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.0001 per share, of DTS, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d 1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: February 14, 2006 NBC UNIVERSAL, INC. By: Richard Cotton ------------------------------------------- Name: Richard Cotton Title: Executive Vice President NATIONAL BROADCASTING COMPANY HOLDING, INC. By: Elizabeth Newell ------------------------------------------- Name: Elizabeth Newell Title: Vice President GENERAL ELECTRIC COMPANY By: Richard Cotton ------------------------------------------- Name: Richard Cotton Title: Vice President -----END PRIVACY-ENHANCED MESSAGE-----